March 10, 2000

 Dear TCU President

As you're no doubt aware, AIHEC received a grant from the Department of Health and Human Services for institutional capacity building at the TCUs.  The first year of grant activity was based on the model of "training trainers," and six representatives from the tribal colleges received training in research administration and sponsored programs through the Minority Health Professionals Foundation.  The notion is that this cadre of trainers will develop training and technical assistance modules for all of the tribal colleges.  In order to design the most effective way to deliver the training, we would like to have more specific information about the needs at your college.

 Please complete the attached survey form that covers basic questions about the preparation, compliance, and grants management activities at your college.  In addition, there is a brief section regarding academic, research, and extension activities in the health related professional fields.  This information will help us determine whether or not to emphasize that topical area in designing the training and technical assistance.  The trainer team will be meeting in the near future, and it would be helpful if you could return this information at your earliest convenience.  Thank you for your cooperation in this effort.

Sincerely,

AIHEC Cohorts for Change Team

Bob Chiago

Dana Grant

Pat Gailfus

Alex Kukilus

Renee Lefthand

Karen Swisher  

Holly YoungBear-Tibbetts

 

Office of Sponsored Programs/Research Administration

 

Survey of AIHEC members

 

Institution _______________________________________________________________________

 

Chief Executive Officer/Authorized Signatory ______________________________________

 

A.      Grant Management

 

1.       Do you currently have an administrative division responsible for grant management?

               

                Yes ___                  No ___

 

2.       Who prepares grant applications at your institution?  Check all that apply.

               

                Faculty ___                Administrators ___                Other Staff ___

 

3.    Do faculty receive in-service training in grant writing?   If so, how frequently?

 

       __________________________________________________________________________

 

4.       Does that office do prospect research for grants for faculty to develop?

 

Yes ___                                No ___

 

5.    Does your college subscribe to or receive list serves from sources other than AIHEC      

       announcing all federal grants?                                  Yes ___                  No ___

 

If so, how does that information get transmitted to faculty and staff?

 

__________________________________________________________________________

 

6.       On the average, what proportion of your annual budget is derived from federal grants?

 

                 0– 24% ___                25-49% ___                50 – 74% ___                75 – 100% ___

 

7.       Federal agencies with which you have grants.

 

                NSF                ___                NIH                ___                USDA                        ___                HUD       ___

                EPA                ___                DOC                ___                DOEnergy                 ___                DOEd    ­­­___

                DHHS                ___                NASA                ___                DOD                      ___                STATE      ___

 

8.       Have you utilized the National Science Foundation’s FASTLANE application process?

 

Yes ___          No ___

   

9.       Has anyone at your institution received FASTLANE training? 

 

Yes ___                                No ___

 

 

10.    Does your college have an established procedure for processing grant applications prior to submission?

 

____________________________________________________________________________

 

11.    Name and contact information for person for Pre-Award Grant Activity.

 

____________________________________________________________________________

 

12.    What training needs would benefit your college in grant preparation and submission?

 

____________________________________________________________________________

 

____________________________________________________________________________

                               

 

B.       Academic Degree Programs

 

1.       Do you have academic degree programs in any of the following fields?

 

                Nursing    ___                Dental Hygiene/Assistant ___                Food Science/Nutrition ___

                Pre-med. ___                Physician Assistant             ___                Other ____________________

 

2.       What portion of your federal grants are related to health – academic/research/extension?

 

______________________________________________________________________________

 

3.       Research interests/capabilities (check all that apply).

 

                Environmental Health ___                Health Careers ___                Food Science___

                Others ___________________________________________________________

 

4.       To what degree are you interested in developing -

 

                Health Academic Programs                 _____________________________________

                Bio-med. Research                              _____________________________________

 

C.     Grant Compliance

 

1.       Who is responsible for grant compliance?

 

_____________________________________________________________________

 

2.       Do faculty and staff receive in-service training on the responsibilities of Principal Investigator?

 

Yes ___                                No ___

 

3.       How do you document institutional match of federal grants (cash & in-kind)?

 

_____________________________________________________________________

 

4.       Has your college ever had a federal program (not fiscal) audit? 

 

Yes  ___                  No____

 

 

 

5.   Does your college have a procedure for monitoring timely submission of reports of grant activity?

 

_______________________________________________________________________

 

5.       Name and Contact information for person responsible for grant compliance

 

_______________________________________________________________________

 

 

D.  Post Award Activities

             

1. Does your college use an electronic system to monitor grant revenues and       

    expenditures? 

                                Yes ___                 No ___ 

2.       Does your college also maintain a hard-copy system to monitor grant revenues and expenditures? 

                                Yes ___                 No ___        

3.       Does your college have an administrative unit responsible for assuring that the Principal Investigator has completed all grant close out activities including final project and financial reports? 

Yes ___                                No ___ 

4.       Name and Contact Information for person responsible for post-award grant activities.

 

_______________________________________________________________________